Capital Markets Compliance Analyst – Quasi Legal Role in London. 3 months

Homepage > News > Capital Markets Compliance Analyst – Quasi Legal Role in London. 3 months

A new vacancy has arisen with an investment bank in central London as follows.

Capital Markets Compliance Analyst sought on temporary 3 month basis by an investment bank based in London. They are looking for someone able to provide compliance advice and support in relation to the fixed income/equities sales and trading businesses, together with business development projects, assist with the maintenance of internal compliance policies, resolve issues arising from internal and external investigations, track daily transactions, provide face to face training to trading desks and floor training. Graduate level as a minimum. You must have direct experience of using monitoring and surveillance systems (NiCE Actimize a bonus), exposure to providing support to sales & trading activities and 2 years experience working in an investment firm, regulatory body, exchange or similar. When applying please make sure you have made clear your suitability for the role.

This is almost certainly at paralegal/non-qualified level.

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